Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CBW Financial Planning Limited
FRN 182357
- (11)Responsible for Insurance Distribution (since 15 Jul 2020)
- (12)SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2020)
- (13)SMF16 Compliance Oversight (since 15 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: SMF16 Compliance Oversight at CBW Financial Planning Limited
-
controlled function removed: Responsible for Insurance Distribution at CBW Financial Planning Limited
-
controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at CBW Financial Planning Limited
-
controlled function added: (11)Responsible for Insurance Distribution at CBW Financial Planning Limited
-
controlled function added: (12)SMF17 Money Laundering Reporting Officer (MLRO) at CBW Financial Planning Limited
-
controlled function added: (13)SMF16 Compliance Oversight at CBW Financial Planning Limited