Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (11)Responsible for Insurance Distribution (since 15 Jul 2020)
    • (12)SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2020)
    • (13)SMF16 Compliance Oversight (since 15 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF16 Compliance Oversight at CBW Financial Planning Limited

  2. controlled function removed: Responsible for Insurance Distribution at CBW Financial Planning Limited

  3. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at CBW Financial Planning Limited

  4. controlled function added: (11)Responsible for Insurance Distribution at CBW Financial Planning Limited

  5. controlled function added: (12)SMF17 Money Laundering Reporting Officer (MLRO) at CBW Financial Planning Limited

  6. controlled function added: (13)SMF16 Compliance Oversight at CBW Financial Planning Limited