CBRE Investment Management Indirect Limited

Date authorised
1 April 2013
Companies House
02076511
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    One New Change
    London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +4402078099000
    Web
    https://www.cbreim.com

  • Complaints Contact

    Third Floor
    One New Change
    London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +4402078099000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard Scott Erbstein

    IRN HSE01003

    • CF21 Investment Adviser (24 Jun 2002 to 1 Dec 2003)
  • Hugh Vere Alexander Ellingham

    IRN HVE01004

    • CF21 Investment Adviser (20 Sep 2003 to 31 Mar 2004)
  • Ian Murrough Joseph Gleeson

    IRN IMG01021

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Jul 2020)
    • CF3 Chief Executive (25 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (24 Dec 2008 to 8 Dec 2019)
    • CF1 Director (24 Dec 2008 to 8 Dec 2019)
  • Ian Pollard

    IRN IXP01121

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF27 Investment Management (7 Sep 2007 to 31 Oct 2007)
  • Isabelle Brennan

    IRN IXB01335

    • [FCA CF] Manager of certification employee (28 Mar 2023 to 15 Feb 2024)
    • [FCA CF] Client dealing (17 May 2021 to 15 Feb 2024)
  • Ivo Servandus de Wit

    IRN ISD01024

    • CF30 Customer (9 Sep 2010 to 8 Dec 2019)
  • JEAN-BAPTISTE BLANCHY-JOURNU

    IRN JXB02913

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (2 Dec 2013 to 8 Dec 2019)
  • James Benedict Clifton-Brown

    IRN JBC01041

    • CF30 Customer (1 Nov 2007 to 12 Apr 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jul 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 12 Apr 2013)
  • James Daniel Robert Horgan

    IRN JDH01178

    • CF30 Customer (15 Jul 2008 to 22 Aug 2014)
  • James William Routledge

    IRN JWR01061

    • CF30 Customer (1 Nov 2007 to 6 Dec 2012)
    • CF27 Investment Management (13 May 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.