Ian Pollard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Material risk taker (since 19 Jan 2024)
- [FCA CF] Client dealing (since 29 Mar 2021)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF30 Customer (9 Jul 2012 to 8 Sep 2014)
CBRE Investment Management Indirect Limited (no longer approved here)
FRN 159366
- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF27 Investment Management (7 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.