CBRE Investment Management Indirect Limited

Date authorised
1 April 2013
Companies House
02076511
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    One New Change
    London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +4402078099000
  • Complaints Contact

    Third Floor
    One New Change
    London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +4402078099000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniela Florina Lungu

    IRN DXL01162

    • CF30 Customer (1 Nov 2007 to 8 Jul 2011)
    • CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
  • Danny Frost

    IRN DXF01631

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2026)
    • [FCA CF] Material risk taker (since 9 Feb 2026)
    • SMF16 Compliance Oversight (since 30 Jan 2026)
  • David Peter Alexander DIX

    IRN DPD01078

    • CF30 Customer (24 May 2017 to 1 Oct 2018)
  • David Stuart Noble

    IRN DSN01017

    • CF30 Customer (1 Nov 2007 to 22 Aug 2014)
    • CF27 Investment Management (29 Sep 2004 to 31 Oct 2007)
  • Dhananjai Dhananjai

    IRN DXD01487

    • CF30 Customer (22 Aug 2014 to 29 Jun 2018)
  • Duco Mook

    IRN DXM01292

    • [FCA CF] Client dealing (since 9 Feb 2026)
  • Dugal Geoffrey Hunt

    IRN DGH01098

    • [FCA CF] Manager of certification employee (since 23 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (23 Nov 2022 to 2 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
  • EMMA LEIGH Williamson

    IRN ELK01012

    • CF30 Customer (6 Sep 2013 to 3 Jun 2015)
  • Edward George Kemp Fenn-Smith

    IRN EGF01007

    • CF27 Investment Management (5 Jun 2003 to 5 Sep 2004)
  • Edward Hill

    IRN EXH00050

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.