CBRE Investment Management Indirect Limited

• Principal Place of Business

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

  Web

  https://www.cbreim.com

• Complaints Contact

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas James Hill

  IRN NJH01145

  • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
• Nicholas Lee

  IRN NXL00083

  • [FCA CF] Client dealing (18 Jun 2021 to 27 Aug 2021)
• Nicholas Oliver Preston

  IRN NOP01001

  • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
  • Responsible for Insurance Mediation (5 Jan 2005 to 31 Jan 2012)
  • CF10 Compliance Oversight (2 May 2002 to 4 Nov 2010)
  • CF1 Director (2 May 2002 to 31 Jan 2012)
  • CF11 Money Laundering Reporting (2 May 2002 to 4 Nov 2010)
  • CF21 Investment Adviser (2 May 2002 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 May 2002)
• Nicholas Philip Colley

  IRN NPC01095

  • [FCA CF] Client dealing (since 5 Jul 2021)
• Nicolaus Alexander Harnack

  IRN NAH01063

  • CF22 Investment Adviser (Trainee) (22 Sep 2003 to 20 Jan 2004)
• Patrik Nils Meynert

  IRN PNM01036

  • CF22 Investment Adviser (Trainee) (3 Jul 2003 to 24 May 2004)
• Paul Gibson

  IRN PXG01510

  • CF30 Customer (18 Sep 2008 to 6 Dec 2012)
• Paul Michael Mundell

  IRN PXM00740

  • [FCA CF] Significant management (since 9 Feb 2026)
  • [FCA CF] Material risk taker (since 7 Jul 2025)
  • [FCA CF] Manager of certification employee (since 7 Jul 2025)
• Paul Sisson

  IRN PXS02327

  • CF30 Customer (31 Mar 2016 to 31 Jan 2017)
  • CF1 Director (23 Apr 2014 to 31 Mar 2016)
• Paul van Stiphout

  IRN PXV00013

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)

No changes recorded yet.