Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jack Phillips
IRN JXP00345
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2024)
- SMF16 Compliance Oversight (since 15 Mar 2024)
James Baker
IRN JXB00452
- [FCA CF] Manager of certification employee (14 Oct 2021 to 16 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
James Balicki
IRN JXB00918
- [FCA CF] Client dealing (4 Oct 2022 to 8 Sep 2023)
James Church
IRN JXC06760
- CF30 Customer (3 Oct 2018 to 11 Oct 2019)
James Colin Ellis
IRN JCE01049
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (27 Mar 2012 to 8 Dec 2019)
James Duncan Howe
IRN JDH01220
- CF30 Customer (19 Jun 2014 to 31 Aug 2016)
James Henry Patrick Folger
IRN JHF01053
- [FCA CF] Client dealing (19 Jun 2023 to 1 Aug 2025)
Jamie Blewitt
IRN JXB02869
- [FCA CF] Client dealing (2 Nov 2020 to 8 Sep 2022)
John Farrugia
IRN JXF01195
- SMF27 Partner (since 14 Dec 2020)
- CF4 Partner (22 Feb 2016 to 5 Dec 2018)
- CF30 Customer (1 Dec 2008 to 13 Apr 2011)
Jonathan Burr
IRN JXB02841
- [FCA CF] Client dealing (18 Mar 2021 to 27 Aug 2025)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.