Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew James Radley

  IRN MXR13516

  • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
  • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
• Matthew Ross Goode

  IRN MRG01111

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jun 2012 to 8 Dec 2019)
• Matthew Seymour Robinson

  IRN MSR01051

  • CF30 Customer (1 Nov 2007 to 27 Feb 2015)
  • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 17 Jan 2010)
• Melvyn Brown

  IRN MPB01054

  • CF30 Customer (18 Jan 2012 to 17 Oct 2014)
• Mia May Gardner

  IRN MMG01048

  • CF30 Customer (26 Aug 2010 to 29 Mar 2018)
• Michael Andrew Hill

  IRN MAH01426

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Michael Clifton

  IRN MXC10177

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2024)
  • CF30 Customer (11 Jan 2019 to 8 Dec 2019)
• Michael Clive Mitchell

  IRN MCM01091

  • [FCA CF] Client dealing (since 25 Oct 2024)
• Michael Francis Nally

  IRN MFN01003

  • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF26 Customer Trading (31 Jul 2007 to 31 Oct 2007)
• Michael Frederick James Johnson

  IRN MXJ01568

  • [FCA CF] Material risk taker (since 9 Sep 2023)
  • [FCA CF] Manager of certification employee (since 9 Sep 2023)
  • [FCA CF] Client dealing (since 9 Sep 2023)
  • [FCA CF] Significant management (since 9 Sep 2023)

No changes recorded yet.