Cassons Financial Planning Limited

Date authorised
2 January 2014
Companies House
08010365
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Foresight I F P Ltd
    Suite 3
    Richmond House 1a
    Heath Road
    Altrincham
    Trafford
    WA14 2XP
    UNITED KINGDOM
    Phone
    +4401282222910

  • Complaints Contact

    Foresight I F P Ltd
    Suite 3
    Richmond House 1a
    Heath Road
    Altrincham
    Trafford
    WA14 2XP
    UNITED KINGDOM
    Phone
    +4401282222910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Alan Parkinson

    IRN NAP01087

    • CF30 Customer (28 Mar 2014 to 8 May 2015)
  • Nicholas Charles Stockton

    IRN NCS01065

    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2021)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)
  • Simon Booth

    IRN SWB00003

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2024)
    • SMF3 Executive Director (since 28 Feb 2024)
    • Responsible for Insurance Distribution (since 28 Feb 2024)
    • SMF16 Compliance Oversight (since 28 Feb 2024)
  • Steven Greenwood

    IRN SXG01292

    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 19 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Feb 2024)
    • CF30 Customer (3 Sep 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.