Steven Greenwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cassons Financial Planning Limited (no longer approved here)

    FRN 605630

    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 19 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Feb 2024)
    • CF30 Customer (3 Sep 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.