Date authorised
1 April 2013
Companies House
OC301569
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 16 Barness Court
    6-8 Westbourne Terrace
    London
    W2 3UW
    UNITED KINGDOM
    Phone
    +4402074029476
  • Complaints Contact

    Flat 16 Barness Court
    6-8 Westbourne Terrace
    London
    W2 3UW
    UNITED KINGDOM
    Phone
    +4402074029476

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen David Martus

    IRN SDM01088

    • CF10 Compliance Oversight (1 Jul 2003 to 11 Oct 2004)
    • CF11 Money Laundering Reporting (1 Jul 2003 to 11 Oct 2004)
    • CF4 Partner (1 Jul 2003 to 11 Oct 2004)
    • CF27 Investment Management (27 May 2003 to 11 Oct 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.