Stephen David Martus

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF29 Significant management (26 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
  • Cassian Capital LLP (no longer approved here)

    FRN 210441

    • CF10 Compliance Oversight (1 Jul 2003 to 11 Oct 2004)
    • CF11 Money Laundering Reporting (1 Jul 2003 to 11 Oct 2004)
    • CF4 Partner (1 Jul 2003 to 11 Oct 2004)
    • CF27 Investment Management (27 May 2003 to 11 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.