CarVal Investors GB LLP

• Principal Place of Business

  60 London Wall

  5th Floor

  London

  EC2M 5SJ

  UNITED KINGDOM

  Phone

  +442072927700

• Complaints Contact

  60 London Wall

  5th Floor

  London

  EC2M 5SJ

  UNITED KINGDOM

  Phone

  +442072927700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bryan Michael Simpson

  IRN BMS01063

  • SMF27 Partner (since 19 Mar 2024)
  • [FCA CF] Manager of certification employee (since 31 Jul 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Aug 2013 to 8 Dec 2019)
• Calum McConnell

  IRN CXM00184

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Christie Ramona Farris Oberg

  IRN CXO00124

  • [FCA CF] Material risk taker (since 14 Sep 2022)
  • SMF16 Compliance Oversight (since 13 Sep 2022)
• Christopher Marcus Evans

  IRN CME01045

  • CF30 Customer (23 Apr 2015 to 2 Jan 2017)
• Christopher Swafing

  IRN CXS01091

  • [FCA CF] Client dealing (since 3 Nov 2025)
• Claire Waugh-Young

  IRN CXW00126

  • [FCA CF] Significant management (since 9 Dec 2019)
• Clifford Bottomley

  IRN CXB01749

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Aug 2013 to 8 Dec 2019)
• Daniel Corbie

  IRN DXC00623

  • [FCA CF] Client dealing (since 6 Dec 2022)
• Daniel Sammy Kayello

  IRN DSK01052

  • [FCA CF] Client dealing (since 9 May 2023)
• David Chene

  IRN DXC01927

  • CF4 Partner (30 Aug 2013 to 20 Jun 2014)
  • CF30 Customer (30 Aug 2013 to 20 Jun 2014)

No changes recorded yet.