Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- [FCA CF] Client dealing (since 24 Jun 2025)
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CarVal Investors GB LLP
FRN 601086
- [FCA CF] Client dealing (since 9 May 2023)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Mar 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 14 Mar 2023)
- CF30 Customer (13 Nov 2009 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 14 Mar 2023)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.