Carroll & Partners Limited

Date authorised
1 April 2013
Companies House
02267055
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442076454600
    Web
    http://www.carrolls.co.uk

  • Complaints Contact

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442076454600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Peter Norman

    IRN RPN01019

    • CF1 Director (AR) (27 Jan 2009 to 1 Feb 2012)
  • Robert William Best

    IRN RWB01144

    • CF1 Director (AR) (9 Aug 2016 to 22 Feb 2018)
  • Rohan Stewart

    IRN RXS03325

    • CF2 Non Executive Director (24 Aug 2017 to 21 Jan 2019)
    • CF2 Non Executive Director (AR) (15 Aug 2017 to 5 Feb 2018)
  • Sami Saad Sulaiman

    IRN SSS01133

    • Responsible for Insurance Distribution (since 2 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (29 Oct 2016 to 5 Feb 2018)
    • CF1 Director (12 Aug 2015 to 8 Dec 2019)
  • Scott Stewart Kennedy

    IRN SSK01072

    • SMF3 Executive Director (since 27 Jun 2025)
  • Scott William Hough

    IRN SWH01043

    • SMF3 Executive Director (24 Jan 2025 to 13 Jun 2025)
  • Sharna Bullen

    IRN SXB03627

    • SMF3 Executive Director (5 Sep 2022 to 13 Oct 2025)
    • CF28 Systems and controls (11 Apr 2017 to 13 Sep 2019)
  • Simon Eugene Lonnergan

    IRN SEL01075

    • CF1 Director (AR) (15 Sep 2009 to 1 Jan 2011)
  • Sindy Goldstone

    IRN SXG01426

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (7 Mar 2017 to 8 Dec 2019)
    • CF29 Significant management (11 Sep 2015 to 13 Sep 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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