Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Ives

  IRN AEI01005

  • [FCA CF] Significant management (22 Mar 2021 to 13 Aug 2021)
• Antonio Julio Lossio Botelho Junior

  IRN AJL01266

  • CF30 Customer (11 May 2011 to 20 Apr 2014)
• Antonio Luis Antem Azpeitia

  IRN ALA01022

  • CF30 Customer (1 Nov 2007 to 9 Jan 2008)
  • CF26 Customer Trading (9 Mar 2006 to 31 Oct 2007)
• Arin Pacuretu

  IRN AXP02481

  • [FCA CF] Client dealing (since 4 Dec 2025)
• Arnau Koemans Collado

  IRN AXK00671

  • [FCA CF] Client dealing (since 23 Feb 2023)
• Aron Bell

  IRN AXB04839

  • [FCA CF] Manager of certification employee (since 6 Feb 2026)
  • [FCA CF] Significant management (since 6 Feb 2026)
  • [FCA CF] Client dealing (since 6 Feb 2026)
• Arthur Jean Albert DUCHON-DORIS

  IRN AJD01394

  • [FCA CF] Client dealing (since 28 Nov 2022)
• Arthur Yen Son Lysing Mahanam

  IRN AXM70409

  • [FCA CF] Client dealing (since 5 Oct 2021)
• Ashwin Venkidachalam

  IRN AXV19648

  • [FCA CF] Client dealing (3 Feb 2021 to 9 Feb 2023)
  • CF30 Customer (4 Sep 2019 to 8 Dec 2019)
• Atak Kara

  IRN AXK01656

  • [FCA CF] Client dealing (30 Apr 2020 to 11 Apr 2022)

No changes recorded yet.