Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lingfeng Li

  IRN LXL01210

  • CF30 Customer (12 May 2008 to 4 Dec 2015)
• Liu Yang

  IRN LXY01043

  • CF30 Customer (9 May 2011 to 20 Apr 2014)
• Lorenz Gernot Ludovic Wegener

  IRN LGW01016

  • [FCA CF] Client dealing (3 Aug 2023 to 16 Feb 2025)
• Lucas Alain Georges Krief

  IRN LAK01057

  • [FCA CF] Client dealing (3 Feb 2021 to 6 Feb 2023)
  • CF30 Customer (21 Feb 2018 to 8 Dec 2019)
• Luka Liegis

  IRN LXL00368

  • [FCA CF] Client dealing (since 15 Apr 2026)
• Lycourgos Tsirakis

  IRN LXT01166

  • CF30 Customer (1 Nov 2007 to 21 Sep 2009)
  • CF26 Customer Trading (11 May 2007 to 31 Oct 2007)
• Magnus Hallengren

  IRN MCH01104

  • [FCA CF] Client dealing (4 Jun 2020 to 6 Jan 2022)
• Manav Ghai

  IRN MXG02133

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Manish Sahai

  IRN MXS02400

  • [FCA CF] Significant management (since 11 Jan 2024)
• Manu Tripathi

  IRN MXT01422

  • CF30 Customer (21 Nov 2016 to 30 Jan 2018)

No changes recorded yet.