Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jacob William Jackson

  IRN JXJ00435

  • [FCA CF] Client dealing (since 17 Oct 2025)
• Jaivin Patel

  IRN JXP01740

  • CF30 Customer (23 Aug 2013 to 7 Jul 2015)
• James Alexander Hamilton Bridges

  IRN JAB01586

  • [FCA CF] Client dealing (since 20 May 2024)
• James Matthew Vogl

  IRN JMV01017

  • [FCA CF] Manager of certification employee (since 15 Apr 2026)
  • [FCA CF] Client dealing (since 23 Jan 2023)
• James Nelligan

  IRN JDN01053

  • [FCA CF] Client dealing (29 Jun 2020 to 15 Dec 2021)
• James Zeb

  IRN JXZ01033

  • [FCA CF] Client dealing (11 Sep 2023 to 31 Jan 2026)
• Jason Rogér Rosenthal

  IRN JXR00981

  • [FCA CF] Client dealing (since 19 Sep 2025)
• Jean-Luc Jaques Vila

  IRN JXV01046

  • [FCA CF] Client dealing (since 3 Feb 2021)
  • [FCA CF] Manager of certification employee (since 3 Feb 2021)
  • CF30 Customer (23 Jan 2012 to 8 Dec 2019)
• Jemma McShane

  IRN JXM00744

  • [FCA CF] Significant management (since 24 May 2022)
  • [FCA CF] Manager of certification employee (since 24 May 2022)
  • [FCA CF] Material risk taker (since 24 May 2022)
  • SMF27 Partner (25 Jun 2021 to 24 May 2022)
  • [FCA CF] Material risk taker (22 Mar 2021 to 24 Jun 2021)
  • [FCA CF] Significant management (22 Mar 2021 to 24 Jun 2021)
• Jenniffer Mary Juliette Emanuel

  IRN JME01085

  • SMF9 Chair of the Governing Body (28 Mar 2022 to 13 Apr 2022)
  • SMF27 Partner (28 Mar 2022 to 13 Apr 2022)

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