CapitalRise Finance Limited

• Principal Place of Business

  33 Cavendish Square

  London

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402038692620

  Web

  https://www.capitalrise.com

• Complaints Contact

  33 Cavendish Square

  London

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402038692620

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Crowdfunding

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share

• Julia Elizabeth Sinclair

  IRN JXS01125

  • [FCA CF] Significant management (since 17 Oct 2022)
• Lee Francis

  IRN LXF00227

  • [FCA CF] Significant management (since 1 Jul 2023)
• Luca Bellotti

  IRN LXB00846

  • [FCA CF] Client dealing (since 5 Jul 2025)
• Mark Rotheram Cecil

  IRN MRC01078

  • [FCA CF] Significant management (since 8 Mar 2021)
• Matthew Alexander Robertson

  IRN MAR01208

  • SMF3 Executive Director (since 21 May 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 21 May 2021)
• Nicholas Charles Oakley

  IRN NCO01015

  • [FCA CF] Significant management (9 Dec 2019 to 25 Feb 2022)
• Philip Keith Whiting

  IRN PXW00336

  • [FCA CF] Significant management (since 12 Sep 2022)
• Pip Mischa Lashko-Sayers

  IRN PXL00395

  • [FCA CF] Client dealing (since 31 Mar 2025)
• Sami Mziu

  IRN SXM00657

  • [FCA CF] Significant management (26 May 2020 to 9 Apr 2021)
• Simon Lee Brown

  IRN SXB00883

  • [FCA CF] Significant management (26 Feb 2022 to 30 Jun 2023)

No changes recorded yet.