CapitalRise Finance Limited

Date authorised
8 July 2020
Companies House
09571824
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402038692620
    Web
    https://www.capitalrise.com

  • Complaints Contact

    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402038692620

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Crowdfunding

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Peter Peel

    IRN SXP00377

    • SMF3 Executive Director (since 28 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 May 2024)
    • [FCA CF] CASS oversight function (since 13 Jul 2020)
    • [FCA CF] Significant management (since 13 Jul 2020)
  • Umarany Somasundara Rajah

    IRN USR01001

    • SMF3 Executive Director (since 8 Jul 2020)
    • SMF1 Chief Executive (since 8 Jul 2020)
    • SMF16 Compliance Oversight (since 8 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2020 to 28 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.