Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neesha Bhagubhai Patel

  IRN NBP01007

  • [FCA CF] Client dealing (28 Sep 2022 to 27 Sep 2023)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
• Neil John Campbell

  IRN NJC01086

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
• Neil Tipton

  IRN NXT01318

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (25 Jul 2014 to 8 Dec 2019)
• Nicholas John Grace

  IRN NJG01131

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Nicholas Matthew Alexander Whyatt

  IRN NMW01050

  • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
• Nikeel Patel

  IRN NXP00194

  • [FCA CF] Client dealing (since 1 Oct 2021)
• Nishith Kaushik

  IRN NXK00088

  • [FCA CF] Client dealing (since 1 Oct 2020)
• Oliver Harry Jameson De Pree

  IRN OXD00019

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (1 Oct 2020 to 27 Sep 2022)
• Oluwaseun Oloruntimehin

  IRN OXO07162

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Omar Chanan

  IRN OXC01036

  • CF28 Systems and controls (30 Sep 2013 to 30 Jun 2018)

No changes recorded yet.