Date authorised
1 April 2013
Companies House
05230535
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +4401332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +4401332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Thomas Henderson

    IRN GTH00008

    • [FCA CF] Significant management (21 Jul 2022 to 18 Mar 2024)
  • Graham Peter Bennett

    IRN GXB00223

    • [FCA CF] Significant management (since 21 Jul 2022)
  • Iain Daire

    IRN IXD00115

    • [FCA CF] Significant management (since 18 Mar 2024)
  • Ian Alexander Westby

    IRN IXW00103

    • [FCA CF] Significant management (12 Apr 2022 to 29 Jan 2025)
  • Jenny Louise Barker

    IRN JXB00577

    • [FCA CF] Significant management (21 Jul 2022 to 1 Jan 2024)
  • John Steven Brooks

    IRN JSB01117

    • SMF18 Other Overall Responsibility (19 Mar 2020 to 25 Oct 2023)
    • Responsible for Insurance Distribution (19 Mar 2020 to 9 Jun 2020)
  • Jonathan Westwood

    IRN JXW00641

    • [FCA CF] Significant management (3 Feb 2022 to 26 Jun 2024)
  • Katherine Christina Mary Innes Kerr

    IRN KCI01005

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Jun 2024)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 5 Jun 2024)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 5 Jun 2024)
    • CF2 Non Executive Director (27 Feb 2015 to 8 Dec 2019)
  • Lorraine Louise Hardy

    IRN LXH00195

    • [FCA CF] Manager of certification employee (21 Jul 2022 to 31 Dec 2023)
    • [FCA CF] Significant management (21 Jul 2022 to 31 Dec 2023)
  • Lucian Anthony Morris

    IRN LAM01157

    • SMF24 Chief Operations (21 Jan 2021 to 19 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.