Capital Advisory Partners Ltd

• Principal Place of Business

  4 Montpelier St

  #120

  London

  SW7 1EE

  UNITED KINGDOM

  Phone

  +4402071931645

  Web

  https://www.capital-advisory.com

• Complaints Contact

  4 Montpelier St

  #120

  London

  SW7 1EE

  UNITED KINGDOM

  Phone

  +442071931645

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any business with Retail Clients other than Corporate Finance Business, as defined in the FCA Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any business with Retail Clients other than Corporate Finance Business, as defined in the FCA Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any business with Retail Clients other than Corporate Finance Business, as defined in the FCA Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Lara Rosemary Budgen

  IRN LRP01031

  • CF30 Customer (18 Mar 2009 to 9 Aug 2010)
• Loic Henri Joseph Cadiou

  IRN CXL01192

  • CF30 Customer (25 Oct 2010 to 20 Jan 2011)
• Marc Maurice Henri Maudhuit

  IRN MMM01024

  • CF4 Partner (26 Oct 2010 to 20 Jan 2011)
  • CF30 Customer (26 Oct 2010 to 20 Jan 2011)
• Marcus David Money-Chappelle

  IRN MDM01064

  • CF30 Customer (1 Mar 2008 to 31 May 2008)
• Massimo Marzeglia

  IRN MXM01351

  • CF30 Customer (8 Jun 2010 to 4 Jan 2011)
• Nicholas David Broadhead

  IRN NDB01017

  • CF30 Customer (2 Feb 2011 to 9 Nov 2011)
• Peter Anthony Murray

  IRN PAM01207

  • CF30 Customer (10 Mar 2011 to 28 Feb 2013)
• Philip Hebson

  IRN PXH01837

  • CF30 Customer (12 Jul 2012 to 28 Feb 2013)
• Philip John Williams

  IRN PJW01118

  • CF30 Customer (25 Feb 2011 to 28 Feb 2013)
• Philippe, Robbert Watteaux

  IRN PRW01135

  • CF30 Customer (19 Jun 2013 to 8 Dec 2019)
  • CF1 Director (19 Jun 2013 to 15 Jul 2014)

• Masayume Asset Management ltd

  FRN 734389 · Appointed 28 Jan 2016

• Kensington Investment Advisors Limited (no longer appointed)

  FRN 957519 · Appointed 26 Aug 2021 · Until 8 Nov 2022

• Falco Capital Limited (no longer appointed)

  FRN 808295 · Appointed 4 May 2018 · Until 31 Mar 2021

• Aquilys Investment Management Ltd (no longer appointed)

  FRN 667665 · Appointed 22 Jan 2015 · Until 28 Jul 2015

• Aquilys Limited (no longer appointed)

  FRN 608343 · Appointed 7 Oct 2013 · Until 28 Jul 2015

• Northlight LLP (no longer appointed)

  FRN 592057 · Appointed 28 Nov 2012 · Until 22 Aug 2013

• Limestone Advisors Ltd (no longer appointed)

  FRN 501815 · Appointed 26 Jun 2012 · Until 22 Aug 2013

• Allenbridge Investment Solutions LLP (no longer appointed)

  FRN 579431 · Appointed 16 Apr 2012 · Until 5 Oct 2012

• MJ Hudson Investment Consulting Limited (no longer appointed)

  FRN 541971 · Appointed 22 Feb 2011 · Until 31 Aug 2011

• Apex Investment Advisers Limited (no longer appointed)

  FRN 539747 · Appointed 20 Jan 2011 · Until 11 Mar 2013

No changes recorded yet.