Philip John Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Exception Capital LLP (no longer approved here)
FRN 473719
- CF30 Customer (11 Feb 2013 to 19 Dec 2013)
Apex Investment Advisers Limited (no longer approved here)
FRN 539747
- (11)Employed By (11 Feb 2013 to 19 Dec 2013)
Capital Advisory Partners Ltd (no longer approved here)
FRN 450657
- CF30 Customer (25 Feb 2011 to 28 Feb 2013)
EPIC Investment Partners (UK) Limited (no longer approved here)
FRN 217457
- CF21 Investment Adviser (2 Mar 2007 to 23 Apr 2007)

Updates to this individual's record on the FCA register.

23 hours ago
controlled function removed: Employed By at Apex Investment Advisers Limited
23 hours ago
controlled function added: (11)Employed By at Apex Investment Advisers Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.