Capita Pension Solutions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Authorised to Operate
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Robert William Stone
IRN RXS20587
- [FCA CF] Client dealing (since 1 Feb 2021)
Rosalind Miriam Altmann
IRN RMA01087
- Director of firm who is not a certification employee or a SMF manager (since 19 May 2022)
Rosemary Kennel
IRN RXK01171
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 19 Sep 2007)
Ruby Rekhi
IRN RXR00079
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
Ruth Hough
IRN RXH00142
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
Salman Syed
IRN SXS05059
- CF29 Significant management (20 Jun 2018 to 31 Jan 2019)
Samantha Lisa Trowles
IRN SXT00297
- [FCA CF] Manager of certification employee (22 Jun 2021 to 31 Oct 2022)
Samuel Joseph Roberts
IRN SJR01319
- CF30 Customer (23 Oct 2013 to 22 Apr 2015)
Sangeeta Dinesh Shah
IRN SXS01977
- [FCA CF] Manager of certification employee (7 Aug 2023 to 26 Jul 2024)
Santal Free
IRN SXF24326
- SMF3 Executive Director (23 Feb 2020 to 2 Aug 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.