Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Stephen David Parkinson

  IRN SDP01047

  • CF28 Systems and controls (1 Nov 2007 to 6 Aug 2008)
  • CF14 Risk Assessment (25 Oct 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (8 Jun 2005 to 23 Sep 2011)
  • CF1 Director (1 Jul 2004 to 27 May 2012)
  • CF3 Chief Executive (1 Jul 2004 to 22 Oct 2010)
  • CF8 Apportionment and Oversight (1 Jul 2004 to 31 Oct 2007)
• Stephen Paul Wright

  IRN SPW01137

  • CF1 Director (25 Jul 2011 to 18 Jul 2014)
• Stephen Sharp

  IRN SXS02841

  • CF1 Director (AR) (7 Oct 2013 to 16 Jan 2015)
  • Responsible for Insurance Mediation (11 Jan 2012 to 16 Oct 2013)
  • CF1 Director (11 Jan 2012 to 16 Oct 2013)
  • CF3 Chief Executive (11 Jan 2012 to 16 Oct 2013)
• Steve John Williams

  IRN SJW01410

  • CF1 Director (1 Dec 2001 to 9 Jul 2002)
• Steven Michael Smith

  IRN SXS00312

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2021)
  • [FCA CF] Manager of certification employee (1 Aug 2021 to 7 Nov 2022)
• Steven Pitcher

  IRN SXP01471

  • CF26 Customer Trading (2 Jul 2004 to 22 Sep 2006)
• Steven Robert Lane

  IRN SRL01075

  • CF26 Customer Trading (3 Jan 2006 to 18 Aug 2006)
• Stewart Russell Boulton

  IRN SXB00247

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Stuart James Burns

  IRN SXB01271

  • [FCA CF] Functions requiring qualifications (29 Aug 2023 to 31 Jul 2024)
• Stuart John Patten-Lawrence

  IRN SXP00166

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.