Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Snehal Manish Batham

  IRN SXB01190

  • [FCA CF] Functions requiring qualifications (18 Apr 2023 to 31 Jul 2024)
• Sonia Vaughan

  IRN SXV01087

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Sreevatsa Narasimha Murthy

  IRN SXN00059

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Stacey Joanne Crowest

  IRN SXC00238

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Steffanny Hendry

  IRN SXH00203

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Stephanie Angela Lifford

  IRN SXL00122

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Stephanie Bright

  IRN SXB00246

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Stephanie Jane Coombs

  IRN SJC01261

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Stephen Andrew Cobb

  IRN SXC00239

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
• Stephen Andrew Williams

  IRN SAW01211

  • CF1 Director (6 Nov 2006 to 30 Nov 2011)
  • CF10 Compliance Oversight (6 Nov 2006 to 30 Nov 2011)
  • CF11 Money Laundering Reporting (6 Nov 2006 to 30 Nov 2011)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.