Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Shekhar Popatrao Jadhav

  IRN SXJ00317

  • [FCA CF] Manager of certification employee (7 Jun 2022 to 30 Sep 2023)
• Shelly Elizabeth Hayes

  IRN SXH00202

  • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 17 Aug 2021)
• Shirley Brideson-Voce

  IRN SXB01534

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Shivashankar Devappa Naik

  IRN SXN00058

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Aug 2022)
• Sian Marie Marshall

  IRN SMM01102

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Simon Christopher Pilling

  IRN SXP01549

  • CF2 Non Executive Director (16 Mar 2010 to 10 Jan 2011)
  • CF1 Director (AR) (30 Mar 2005 to 10 Jan 2011)
• Simon John Davies

  IRN SJD01235

  • CF28 Systems and controls (1 Nov 2007 to 6 Aug 2008)
  • CF14 Risk Assessment (26 Apr 2005 to 17 Nov 2005)
  • CF13 Finance (26 Apr 2005 to 31 Oct 2007)
  • CF1 Director (17 Mar 2005 to 19 Oct 2009)
• Simon John Pownall

  IRN SJP01351

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2025)
• Simon William White

  IRN SXW00153

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Sneha Brian Mendonca

  IRN SXM04605

  • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 10 Feb 2025)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.