Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Rachel Veronica Thomas

  IRN RXT00088

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2025)
• Rachel Victoria Burnside

  IRN RVB01009

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Rafeal Paul Persaud

  IRN RPP01028

  • CF26 Customer Trading (8 Sep 2003 to 30 Jul 2005)
• Rahul Prasad

  IRN RXP00103

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2020)
• Rakesh Joshi

  IRN RXJ00063

  • [FCA CF] Functions requiring qualifications (18 Jun 2020 to 20 Nov 2020)
• Rakhee Madanlal Pindel

  IRN RXP00534

  • [FCA CF] Functions requiring qualifications (31 Aug 2023 to 31 Jul 2024)
• Ramnish Awasthi

  IRN RXA00079

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jun 2020)
• Raushan Tiwari

  IRN RXT00263

  • [FCA CF] Manager of certification employee (4 Mar 2022 to 1 Jan 2023)
• Rebecca Jenny Pope

  IRN RXP00107

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2021)
• Rebecca Lorraine Nangle

  IRN RXN00050

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2024)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.