Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Philip Charles Braithwaite

  IRN PCB01087

  • CF1 Director (AR) (26 Mar 2012 to 28 Sep 2012)
  • CF3 Chief Executive (25 Mar 2011 to 12 Jan 2012)
  • Responsible for Insurance Mediation (23 Sep 2008 to 12 Jan 2012)
  • CF1 Director (23 Sep 2008 to 12 Jan 2012)
• Philip Hurrell Smith

  IRN PHS01015

  • CF30 Customer (25 May 2010 to 5 Oct 2012)
• Philip Mark Goss

  IRN PMG00030

  • CF15 Internal Audit (12 Feb 2003 to 8 Apr 2004)
• Philip Richard Lane Smith

  IRN PRS01128

  • CF26 Customer Trading (1 Dec 2001 to 13 Jan 2003)
• Poornima Srinivas Murthy

  IRN PXS00145

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Pramod Kumar Kapse Prasad Rao

  IRN PXK00110

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
• Prasad Uday Kalekar

  IRN PXK00356

  • [FCA CF] Functions requiring qualifications (25 Jan 2024 to 31 Jul 2024)
• Priya Marina Lennon Rosario

  IRN PXR00385

  • [FCA CF] Manager of certification employee (8 Nov 2023 to 10 Feb 2025)
• Rachael-Marie Stephens

  IRN RMG01082

  • CF30 Customer (1 Nov 2007 to 7 Sep 2009)
  • CF26 Customer Trading (20 Sep 2002 to 29 Sep 2003)
• Rachel Elizabeth Williams

  IRN RXW00316

  • [FCA CF] Functions requiring qualifications (25 Sep 2021 to 12 Apr 2024)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.