Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Nicola Wallace Brisbane

  IRN NXB00375

  • [FCA CF] Functions requiring qualifications (30 Aug 2022 to 3 Apr 2023)
• Nicolas Norman Bedford

  IRN NNB01005

  • CF1 Director (1 Jul 2004 to 31 Dec 2004)
• Nigel Graham Young

  IRN NGY01000

  • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2003)
• Nigel Ian Clyde

  IRN NXC00324

  • [FCA CF] Functions requiring qualifications (19 Mar 2024 to 10 Feb 2025)
• Nigel Purveur

  IRN NXP01150

  • CF1 Director (24 Jul 2015 to 24 Jan 2019)
  • CF29 Significant management (12 Sep 2008 to 24 Jan 2019)
• Nigel Stuart Miller

  IRN NSM01022

  • CF26 Customer Trading (18 Feb 2002 to 1 Oct 2003)
• Nikunj Dilip Shah

  IRN NXS00092

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2020)
• Nina Warren

  IRN NXW01120

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Parvinder Singh Saini

  IRN PXS00551

  • [FCA CF] Functions requiring qualifications (25 Jul 2022 to 10 Feb 2025)
• Patricia Joan Bennett

  IRN PJB01307

  • CF1 Director (1 Dec 2001 to 14 Nov 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 14 Nov 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Nov 2002)
  • CF14 Risk Assessment (1 Dec 2001 to 14 Nov 2002)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.