Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Melanie Kathleen Elizabeth Rachel Gevaux

  IRN MKG01010

  • CF26 Customer Trading (19 May 2004 to 29 Apr 2005)
• Melanie Murphy

  IRN MXM00242

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
• Michael Addenbrooke

  IRN MXA01590

  • CF29 Significant management (9 Sep 2008 to 9 Jul 2012)
  • CF1 Director (18 Feb 2005 to 16 Jul 2008)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 4 Apr 2005)
• Michael Alexander Pressland

  IRN MAP01235

  • CF29 Significant management (23 Jun 2014 to 17 Apr 2015)
• Michael David Barnard

  IRN MDB01202

  • CF1 Director (AR) (22 Nov 2012 to 16 Jan 2015)
• Michael James Smith

  IRN MJS01344

  • CF1 Director (15 Oct 2002 to 30 Jun 2004)
  • CF13 Finance (15 Oct 2002 to 30 Jun 2004)
• Michael John Margetts

  IRN MXM02543

  • CF1 Director (30 Jun 2010 to 27 Sep 2010)
• Michael John Woolley

  IRN MJW01344

  • CF27 Investment Management (1 Dec 2001 to 15 Apr 2002)
• Michaela Cottell

  IRN MXC00216

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
• Michaela Evans

  IRN MXE01145

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.