Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Michelle Ann Cockram

  IRN MXC00218

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Michelle Karin Coe

  IRN MXC00219

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2025)
• Michelle Mardles

  IRN MXW01392

  • CF26 Customer Trading (1 Dec 2001 to 1 May 2003)
• Michelle Renee Wardle

  IRN MRW01106

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Mike Nash

  IRN MXN00104

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
• Mohommad Aqueel Shaikh

  IRN MXS01719

  • [FCA CF] Functions requiring qualifications (5 Oct 2023 to 31 Jul 2024)
• Natalie Hana Gleeson

  IRN NXG00049

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Natalie Jane Cooper

  IRN NXC00072

  • [FCA CF] Material risk taker (1 Jan 2020 to 18 Apr 2023)
• Nathan Andrews

  IRN NXA00051

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Neal John Mitchell

  IRN NXM00096

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.