Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Mark Skeates

  IRN MXS01740

  • CF26 Customer Trading (5 Aug 2002 to 20 Dec 2002)
• Mark Stuart Callaway

  IRN MSC01063

  • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2003)
• Marnie Edwina Lucy Wright

  IRN MEW01068

  • CF26 Customer Trading (26 Jul 2005 to 1 Sep 2006)
• Martin Dale Williams

  IRN MDW01139

  • CF30 Customer (24 Sep 2010 to 23 Sep 2013)
• Martin John Trainer

  IRN MJT01166

  • CF1 Director (18 Nov 2005 to 28 Feb 2007)
• Matthew Embleton

  IRN MXE00045

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
• Matthew George Smith

  IRN MXS00269

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2020)
• Matthew Kerrigan

  IRN MXK01296

  • CF26 Customer Trading (30 Jan 2002 to 1 Oct 2003)
• Matthew Paul Newman

  IRN MXN00282

  • [FCA CF] Functions requiring qualifications (9 Dec 2022 to 23 Oct 2023)
• Matthew Smalley

  IRN MXS00268

  • [FCA CF] Manager of certification employee (31 Jan 2021 to 30 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.