Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Lyndsey Jones

  IRN LXJ00032

  • [FCA CF] Manager of certification employee (17 Dec 2020 to 31 Aug 2021)
  • [FCA CF] Functions requiring qualifications (17 Dec 2020 to 31 Oct 2025)
• Malcolm Jenkins

  IRN MXJ01150

  • CF27 Investment Management (1 Dec 2001 to 18 Mar 2002)
• Margaret Bell

  IRN MXB02140

  • CF1 Director (AR) (24 Mar 2005 to 16 Jan 2015)
• Maria Lee

  IRN MXL00668

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 30 May 2024)
• Marie Anthony

  IRN MXA00176

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
• Mark Crenan

  IRN MXC00214

  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Mark John Rice

  IRN MXR00150

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Mark Neil Dally

  IRN MND01021

  • CF29 Significant management (7 Apr 2014 to 3 Sep 2014)
  • CF1 Director (2 Jun 2006 to 16 Jul 2008)
• Mark Randall

  IRN MSR01115

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2025)
  • CF29 Significant management (15 Apr 2014 to 8 Dec 2019)
• Mark Richard John Wyllie

  IRN MRW01196

  • CF1 Director (AR) (6 Jul 2011 to 12 Dec 2012)
  • CF1 Director (1 Mar 2011 to 6 Jul 2011)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.