Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Kellie Adams

  IRN KXA00056

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)
• Kelly Harris

  IRN KXH00066

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Kenneth Nairn Morris

  IRN KNM01022

  • CF29 Significant management (7 Apr 2014 to 1 Feb 2016)
• Kerry Jane Farr

  IRN KXF00035

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Sep 2020)
• Kerry Joanne Lundberg

  IRN KXL00055

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Kevin James Ennis

  IRN KJE01030

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2025)
  • CF29 Significant management (7 Apr 2014 to 8 Dec 2019)
• Kevin Peter Dady

  IRN KPD01017

  • CF1 Director (AR) (19 Dec 2006 to 31 Jan 2014)
• Kieran John Murray

  IRN KJM01224

  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2021)
  • CF10 Compliance Oversight (8 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jun 2017 to 8 Dec 2019)
• Kim Regan

  IRN KXR00052

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
• Kris de Alwis

  IRN KXD00065

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.