Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Karon Coxhead

  IRN KXC00071

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Kartheek Radhakrishna

  IRN KXR00051

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Katherine Juliette White

  IRN KJW01105

  • CF30 Customer (1 Nov 2007 to 7 Dec 2012)
  • CF26 Customer Trading (24 Aug 2005 to 31 Oct 2007)
• Katherine Sobucinska

  IRN KXS01280

  • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2003)
• Kathleen Lindsay

  IRN KXL00054

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Kathryn George

  IRN KXG00365

  • [FCA CF] Functions requiring qualifications (21 Feb 2025 to 31 Oct 2025)
• Katie Marie Clark

  IRN KMC01053

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Katie Nia Millband

  IRN KXM00125

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
• Katrina Thandi

  IRN KXT00049

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2022)
• Kay Ann Almeida

  IRN KXA00055

  • [FCA CF] Manager of certification employee (4 Jan 2023 to 31 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2023)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.