Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Karen Finnie

  IRN KXF00034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Karen Kilderry

  IRN KXK00148

  • [FCA CF] Functions requiring qualifications (28 May 2021 to 30 Jun 2022)
• Karen Newell

  IRN KXN01058

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Karen Nolan

  IRN KXN00023

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
• Karen Rowe

  IRN KXR00060

  • [FCA CF] Manager of certification employee (2 Mar 2020 to 18 Jun 2021)
• Karen Stewart

  IRN KXS00105

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
• Karen Suzanne Blick

  IRN KSB01043

  • Responsible for Insurance Mediation (30 Apr 2014 to 17 Apr 2015)
  • CF1 Director (28 Mar 2011 to 17 Apr 2015)
  • CF29 Significant management (19 Feb 2009 to 28 Mar 2011)
• Karen Whitham

  IRN KXW00074

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Karlie Taylor

  IRN KXT00221

  • [FCA CF] Functions requiring qualifications (17 Nov 2022 to 31 Oct 2025)
• Karolina Terlecka

  IRN KXT00051

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.