Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Jonathan Saunders

  IRN JXS00226

  • [FCA CF] Significant management (24 Apr 2023 to 30 Jun 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Apr 2023)
• Jordan Ashleigh Woodhams

  IRN JXW00184

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2020)
• Joseph George David Ogden

  IRN JXO00378

  • 16. Safeguarding and administering investments or holding client money
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
• Julia Ann Fenton

  IRN JAF01098

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Julie Elizabeth Brain

  IRN JEB01137

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Julie Sizeland

  IRN JXS00228

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2020)
• Julie Theresa Anne Cain

  IRN JXC00260

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Justin Barter

  IRN JXB01680

  • CF26 Customer Trading (25 Feb 2002 to 1 Oct 2003)
• Justin James Edwin Purkis

  IRN JJP01097

  • CF28 Systems and controls (23 Dec 2011 to 7 Feb 2014)
• Karen Devine

  IRN KXD00064

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.