Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Jacqueline May Webster

  IRN JMW01280

  • CF30 Customer (24 Sep 2010 to 9 Jan 2014)
• Jacqueline Pearson

  IRN JXP00160

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Jade Margaret Bremner

  IRN JXB00281

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2022)
• James D'Arcy Vincent

  IRN JDV01022

  • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 21 Apr 2020)
  • CF1 Director (10 Mar 2015 to 8 Dec 2019)
  • CF3 Chief Executive (10 Mar 2015 to 8 Dec 2019)
• James Derek Bravery

  IRN JDB01160

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• James McDonald Buchanan Hare

  IRN JBH00022

  • CF2 Non Executive Director (18 Mar 2002 to 30 Jun 2004)
• James Michael Ryan

  IRN JMR00061

  • CF14 Risk Assessment (21 Apr 2004 to 30 Jun 2004)
  • CF8 Apportionment and Oversight (14 Feb 2003 to 30 Jun 2004)
  • CF1 Director (14 Feb 2003 to 30 Jun 2004)
  • CF3 Chief Executive (14 Feb 2003 to 30 Jun 2004)
  • CF2 Non Executive Director (21 Mar 2002 to 14 Feb 2003)
• James Parkhouse

  IRN JXP02047

  • CF1 Director (AR) (11 Feb 2014 to 16 Jan 2015)
• James Patrick White

  IRN JPW01114

  • CF1 Director (2 Dec 2003 to 30 Jun 2004)
  • CF2 Non Executive Director (4 Mar 2003 to 2 Dec 2003)
• James Pegram

  IRN JXP00161

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.