Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• James Peter West

  IRN JPW01104

  • CF26 Customer Trading (6 Feb 2002 to 3 Mar 2003)
• James Reston

  IRN JXR00423

  • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 11 Apr 2025)
• James Robert Dias

  IRN JXD00167

  • SMF3 Executive Director (since 27 Jun 2023)
  • [FCA CF] Manager of certification employee (23 Jun 2022 to 26 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Jun 2023)
• Janaki Mani

  IRN MXJ00235

  • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 31 Jul 2024)
• Jane Laura Joyce

  IRN JXJ00049

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
• Jane Tarbuck

  IRN JXT00107

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2020)
• Janet Marie Clayton

  IRN JXC00256

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Janine Stacie Gibson

  IRN JSG01064

  • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2003)
  • CF27 Investment Management (1 Dec 2001 to 30 Sep 2002)
• Javed Shaikh

  IRN JXS00292

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Dec 2021)
• Jayne Close

  IRN JXC00258

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.