Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Helen Morgan

  IRN HXM00063

  • [FCA CF] Functions requiring qualifications (11 Apr 2023 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Hemanth Kumar Thukkaram

  IRN HXK00037

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
• Hiren Mehta

  IRN HXM00064

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Hugh Graham

  IRN HXG00024

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Nov 2020)
• Ian Andrew Pither

  IRN IAP01016

  • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 22 Dec 2005)
• Ian Edward Jarvis

  IRN IEJ01007

  • CF1 Director (3 Jan 2014 to 21 Apr 2016)
• Ian Gordon Shaw

  IRN IGS00008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Ian Latto

  IRN IXL00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2021)
• Isabel Alice Bull

  IRN IXB00043

  • [FCA CF] Functions requiring qualifications (2 May 2023 to 1 Sep 2023)
• Jacqueline Ann Pilcher

  IRN JAP01131

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.