Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Hannah Perratt

  IRN HXP00049

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
• Harith Narendra Rathi

  IRN HXR00032

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2020)
• Harsha Thakre

  IRN HXT00036

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2022)
• Hayley Jill Lynch

  IRN HXL00030

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Heather Alice Cameron

  IRN HAC01018

  • CF26 Customer Trading (25 Jul 2002 to 1 Oct 2003)
• Heather Julle Stubbington

  IRN HJS01057

  • CF26 Customer Trading (12 Mar 2003 to 1 Oct 2003)
• Heather Rigby

  IRN HXI00019

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
• Heidi Tudor Gyepi-Garbrah

  IRN HTA00001

  • CF26 Customer Trading (20 Feb 2002 to 16 Apr 2003)
• Helen Andrea West

  IRN HAW01014

  • CF27 Investment Management (1 Dec 2001 to 8 Apr 2002)
• Helen Louise Tandy

  IRN HXT00037

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2022)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.