Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Gaurav Gajanan Mathe

  IRN GXM00273

  • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 24 Apr 2020)
• Gaurav Madanlal Jain

  IRN GXJ00040

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2020)
• Gemma Louise Hooper

  IRN GLH01050

  • CF30 Customer (1 May 2008 to 9 Jan 2014)
• Gemma Louise Roberts

  IRN GLR01013

  • CF26 Customer Trading (8 Sep 2003 to 1 Oct 2003)
• Georgina Natalie Jones

  IRN GNJ01004

  • CF26 Customer Trading (11 Nov 2002 to 10 Mar 2003)
• Gillian Golledge

  IRN GXG00035

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Mar 2020)
• Gordon Mark Hurst

  IRN GMH01069

  • CF1 Director (21 Jul 2011 to 17 Apr 2015)
  • CF1 Director (AR) (24 Mar 2005 to 16 Jan 2015)
• Graham Lloyd Singleton

  IRN GLS01020

  • CF2 Non Executive Director (14 Jun 2002 to 29 May 2003)
• Graham Peter Coxell

  IRN GPC01048

  • CF1 Director (31 Mar 2009 to 29 Jun 2009)
• Guy Tribbeck

  IRN GXT01168

  • CF27 Investment Management (1 Dec 2001 to 24 Dec 2001)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.