Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Claire Lena Garside

  IRN CXG00095

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Claire Maureen Berry

  IRN CMB01125

  • CF26 Customer Trading (27 Feb 2003 to 1 Oct 2003)
• Claire Nicola Randall

  IRN CNR01020

  • CF26 Customer Trading (15 Mar 2002 to 1 Oct 2003)
• Clare Elizabeth Waters

  IRN CEW01085

  • CF1 Director (AR) (28 Sep 2011 to 16 Jan 2015)
• Clare Norris

  IRN CXN00034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• Clifton Adrian Melvin

  IRN CAM01118

  • CF2 Non Executive Director (10 Dec 2002 to 10 Jul 2003)
  • CF1 Director (1 Dec 2001 to 10 Dec 2002)
  • CF3 Chief Executive (1 Dec 2001 to 10 Dec 2002)
• Clive Smith

  IRN CXS01631

  • CF28 Systems and controls (18 Nov 2016 to 26 Feb 2018)
  • CF1 Director (21 Feb 2014 to 26 Feb 2018)
  • CF15 Internal Audit (14 Mar 2006 to 31 Oct 2007)
• Colin Gale Moore

  IRN CGM01068

  • CF29 Significant management (7 Apr 2014 to 7 Nov 2016)
• Collette Bridget Kennedy

  IRN CXK00040

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2023)
• Corinne Ann Leask

  IRN CXL00083

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2021)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.