Cap10 Partners LLP

Date authorised
9 November 2022
Companies House
OC433737
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Benjamin Dymant and James Robert Bennett
    both of Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM

  • Complaints Contact

    c/o Benjamin Dymant and James Robert Bennett
    both of Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mandar Arvind Kulkarni

    IRN MXK01874

    • SMF16 Compliance Oversight (since 9 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Nov 2022)
    • SMF27 Partner (since 9 Nov 2022)
  • Maximilian Dialdas

    IRN MXD62305

    • [FCA CF] Client dealing (since 11 Sep 2024)
  • Roel van Ark

    IRN RXV01325

    • [FCA CF] Client dealing (since 26 Aug 2024)
  • Serge Touati

    IRN SXT01180

    • SMF27 Partner (9 Nov 2022 to 17 Jul 2023)
    • [FCA CF] Client dealing (9 Nov 2022 to 17 Jul 2023)
  • Tigran Petrosyan

    IRN TXP11434

    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Tobias Kai Wigand

    IRN TXW00168

    • [FCA CF] Client dealing (since 9 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.