Date authorised
1 April 2013
Companies House
OC304786
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eagle House
    108 - 110 Jermyn Street
    London
    SW1Y 6EE
    UNITED KINGDOM
    Phone
    +442078114100
  • Complaints Contact

    Eagle House
    108-110 Jermyn Street
    London
    SW1Y 6EE
    UNITED KINGDOM
    Phone
    +4402078114100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Charles Bailye Cope

    IRN RCC01059

    • CF3 Chief Executive (30 Jun 2010 to 1 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2016)
    • CF27 Investment Management (9 Sep 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Sep 2003 to 31 Oct 2007)
    • CF4 Partner (9 Sep 2003 to 30 Jun 2017)
  • Robert William Sinclair

    IRN RWS01053

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Oct 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Oct 2003 to 31 Oct 2007)
  • Rupert Peregrine Austin Tyer

    IRN RPT01023

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF3 Chief Executive (15 Oct 2003 to 30 Jun 2010)
    • CF4 Partner (9 Sep 2003 to 1 Jul 2016)
    • CF21 Investment Adviser (9 Sep 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (9 Sep 2003 to 15 Oct 2007)
  • Samuel Alexander West

    IRN SAW01190

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Apr 2008 to 1 Jul 2009)
  • Stanton McCullough

    IRN SXM24518

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
  • Stephen Tully

    IRN SXT24516

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
  • Suzanne Elaine Procter

    IRN SEP01076

    • CF4 Partner (7 Dec 2011 to 25 Nov 2019)
    • CF30 Customer (4 Sep 2009 to 31 Dec 2016)
  • Tom Ellis

    IRN TXE24517

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
  • Wan Tian Tan

    IRN WTT00002

    • CF30 Customer (1 Nov 2008 to 7 Oct 2009)
  • William Alexander Mark Von Mueffling

    IRN WAV01000

    • [FCA CF] Client dealing (since 19 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Sep 2003 to 31 Oct 2007)
    • CF3 Chief Executive (9 Sep 2003 to 9 Sep 2003)
    • CF4 Partner (9 Sep 2003 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.