Date authorised
10 November 1986
Companies House
01514453
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 29
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442073373700
  • Complaints Contact

    Floor 29
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442073373700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laurie Davison

    IRN LXD01605

    • SMF24 Chief Operations (13 Mar 2019 to 20 May 2021)
    • SMF3 Executive Director (10 Dec 2018 to 20 May 2021)
    • CF1 Director (30 May 2018 to 9 Dec 2018)
    • CF1 Director (AR) (21 May 2018 to 20 May 2021)
  • Lisa Davis

    IRN LXD00051

    • [FCA CF] Material risk taker (1 Oct 2020 to 27 Feb 2026)
  • Lyn Alan Carslake

    IRN LXC01108

    • CF1 Director (AR) (21 Nov 2011 to 4 Jul 2014)
  • Marek Joseph Eric Shafer

    IRN MXS00714

    • CF1 Director (AR) (since 5 Aug 2021)
  • Mark Abrahams

    IRN MXA01344

    • [FCA CF] Material risk taker (since 1 Jun 2024)
  • Mark Haviland Bacon

    IRN MXB02712

    • CF2 Non Executive Director (AR) (1 Dec 2011 to 15 Jan 2014)
  • Mark Houghton

    IRN MXH03308

    • [FCA CF] Material risk taker (since 1 Oct 2024)
  • Mark Newman

    IRN MXN00352

    • SMF1 Chief Executive (since 4 Jun 2024)
    • Responsible for Insurance Distribution (since 4 Jun 2024)
  • Matt Northedge

    IRN MXN42656

    • [FCA CF] Material risk taker (since 3 Oct 2019)
  • Matthew Francis Crane

    IRN MFC01053

    • [FCA CF] Significant management (since 2 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.