Date authorised
10 November 1986
Companies House
01514453
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 29
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442073373700
  • Complaints Contact

    Floor 29
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442073373700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew James Bishop

    IRN MXB00356

    • SMF2 Chief Finance (11 May 2021 to 1 Jul 2022)
  • Matthew James Puttick

    IRN MJP01380

    • CF1 Director (AR) (14 Jun 2017 to 2 Jan 2019)
  • Michael Clive Watson

    IRN MCW01041

    • Responsible for Insurance Distribution (6 Nov 2019 to 7 Sep 2022)
    • SMF1 Chief Executive (6 Nov 2019 to 20 Oct 2021)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 3 Jan 2025)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (30 Oct 2015 to 6 Mar 2016)
    • CF3 Chief Executive (26 Apr 2014 to 30 Oct 2015)
    • Responsible for Insurance Mediation (2 Oct 2009 to 12 Apr 2012)
    • CF8 Apportionment and Oversight (2 Oct 2009 to 12 Apr 2012)
    • CF1 Director (2 Oct 2009 to 26 Apr 2014)
    • CF1 Director (AR) (9 Dec 2008 to 12 Apr 2012)
    • CF2 Non Executive Director (AR) (14 Jun 2007 to 4 Jul 2014)
  • Michael Patrick Duffy

    IRN MPD01123

    • SMF23 Chief Underwriting Officer (30 Jun 2020 to 31 Dec 2022)
    • SMF3 Executive Director (28 Mar 2019 to 31 Dec 2022)
    • SMF1 Chief Executive (10 Dec 2018 to 28 May 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 May 2019)
    • Responsible for Insurance Mediation (21 Feb 2018 to 30 Sep 2018)
    • SIMF1 Chief Executive Function (21 Feb 2018 to 9 Dec 2018)
    • CF1 Director (AR) (11 Sep 2017 to 31 Dec 2022)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 3 May 2018)
    • CF1 Director (16 Jul 2012 to 6 Mar 2016)
    • CF29 Significant management (4 May 2010 to 16 Jul 2012)
  • Miriam Valerie Greenwood

    IRN MVG01002

    • SMF7 Group Entity Senior Manager (6 Jul 2022 to 16 Jul 2025)
  • Nancy Rae Einck

    IRN NRE01008

    • CF1 Director (1 Dec 2001 to 29 Sep 2005)
  • Neil Donald Robertson

    IRN NDR01034

    • SMF7 Group Entity Senior Manager (20 Oct 2021 to 16 Jul 2025)
    • SMF1 Chief Executive (20 Oct 2021 to 5 Jun 2024)
  • Nicholas Edwards

    IRN NXE00110

    • [FCA CF] Material risk taker (since 18 Oct 2023)
  • Nicholas James Betteridge

    IRN NJB01312

    • SMF7 Group Entity Senior Manager (26 Jul 2024 to 16 Jul 2025)
    • CF1 Director (AR) (6 Aug 2021 to 8 Jan 2025)
    • SMF20 Chief Actuary (29 Mar 2019 to 10 Oct 2023)
    • SMF3 Executive Director (10 Dec 2018 to 25 May 2023)
    • CF1 Director (29 Mar 2018 to 9 Dec 2018)
  • Nigel Frudd

    IRN NXF01311

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 8 Mar 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 8 Mar 2018)
    • CF2 Non Executive Director (31 Jul 2015 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.