Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Edward Reid

  IRN MER01075

  • CF30 Customer (23 Jul 2008 to 31 Jul 2009)
• Michael James Roberts

  IRN MJR01194

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Feb 2002)
• Michael Jazanovich

  IRN MXJ01428

  • CF30 Customer (29 Dec 2010 to 3 Oct 2014)
• Michael Joel Franz Curtis

  IRN MJC01281

  • CF23 Corporate Finance Adviser (10 Nov 2003 to 20 Jan 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
• Michael John Barnes

  IRN MJB01300

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2004)
• Michael John Cook

  IRN MJC01296

  • CF30 Customer (30 Jan 2014 to 6 Mar 2016)
• Michael John Dear

  IRN MJD01230

  • CF29 Significant management (1 Nov 2007 to 22 Feb 2008)
  • CF17 Significant Mgt (Other Business Operations) (9 Jan 2002 to 31 Oct 2007)
• Michael John Rosborough

  IRN MXR01507

  • CF30 Customer (5 Jun 2009 to 13 Apr 2010)
• Michael Joseph Popkin

  IRN MJP01288

  • CF21 Investment Adviser (22 Feb 2005 to 4 Aug 2006)
• Michael Scott Sanzone

  IRN MSS01055

  • CF23 Corporate Finance Adviser (11 Jun 2004 to 6 Mar 2007)

No changes recorded yet.