Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frank Ferrantelli

  IRN FXF01029

  • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2003)
• Frederique Alice Nathalie Jacob

  IRN FAJ01005

  • CF23 Corporate Finance Adviser (4 Apr 2003 to 21 Jun 2004)
• Gaelle Cohen

  IRN GXC01549

  • CF30 Customer (18 Dec 2012 to 30 Jul 2013)
• Gareth Thomas

  IRN GXT01121

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Nov 2002)
• Gary Harper

  IRN GJH01120

  • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
  • CF21 Investment Adviser (16 Oct 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Sep 2002 to 16 Oct 2003)
• Gavin Michael Hill

  IRN GMH01139

  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Algorithmic trading (since 6 Mar 2017)
  • CF30 Customer (11 Jun 2012 to 6 Mar 2016)
• Gayatri Desai

  IRN GXD77779

  • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • [FCA CF] Material risk taker (since 3 Mar 2023)
  • [FCA CF] Client dealing (since 6 Mar 2017)
• Geoffrey Bernard Wilson

  IRN GBW01010

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Jun 2004)
• Geoffrey Degioannini

  IRN GXD29998

  • [FCA CF] Client dealing (since 4 May 2022)
• Gerard Andrew Dodd

  IRN GAD01058

  • CF30 Customer (26 Jun 2013 to 6 Mar 2016)

No changes recorded yet.